Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level - 9625409

About this role

Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing large datasets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines

Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management

Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Stay informed about regulatory changes, assess their impact on reporting obligations, and contribute to the team’s long-term strategy to address evolving business needs. Job Requirements: Master’s degree (U.S

or foreign equivalent) in Finance, Economics, Business Analytics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or a related field and three (3) years of experience in the job offered or a related role. Prior experience must include one (1) year of experience (with a Master’s degree) OR three (3) years of experience (with a Bachelor’s degree) with: working with market and financial instruments (including equities, exchange traded derivatives, and OTC derivatives); US-based regulatory obligations including responding to regulator inquiries from FINRA; using JIRA framework and technologies that govern data flow and eligibility logic to build requir

Apply for this role on Goldman Sachs’s official careers site.